| Maag (Peter) (Senior Officer o… insider | — | — | — | 1 | — |
| Rios Restrepo (Carlos David) (… insider | — | — | — | 1 | — |
| Dinning (James Francis) (Direc… insider | — | — | — | 1 | — |
| Ivy Variable Insurance Portfol… fond | — | — | — | 1 | 0.12% |
| Minechem (Shiv) (UNREPORTED) insider | — | — | — | 1 | — |
| Chigurupati (Krishna Prasad) (… insider | — | — | — | 1 | — |
|
| Morningstar Funds Trust-Mornin… fond | — | — | — | 1 | 0.02% |
| WACKER RANDOLPH A (Officer) insider | — | — | — | 1 | — |
| CARPOU BILL (Director) insider | — | — | — | 1 | — |
| SoFFin vlastník | — | — | — | 1 | — |
| SERBUN JOSEPH F. (Officer) insider | — | — | — | 1 | — |
| KOBOS STEVEN M (Chief Executiv… insider | — | — | — | 1 | — |
| Gallego (Luis) insider | — | — | — | 1 | — |
| MELLINGER DOUGLAS K (Director) insider | — | — | — | 1 | — |
| ZUHL COLLEEN A (Chief Financia… insider | — | — | — | 1 | — |
| CARO JODI J (General Counsel) insider | — | — | — | 1 | — |
| BROWER LINDA S (Director) insider | — | — | — | 1 | — |
| HU FRED ZULIU (Director) insider | — | — | — | 1 | — |
| Berendji (Sacha) insider | — | — | — | 1 | — |
| Creagh (Philip Charles) (Direc… insider | — | — | — | 1 | — |
| Moretti (Enrico) (Director of… insider | — | — | — | 1 | — |
| Mchugh (Eamonn Patrick) (Direc… insider | — | — | — | 1 | — |
| Johns (Jeanne) (Director (Non-… insider | — | — | — | 1 | — |
| Henschke (Carl) (Chief Financi… insider | — | — | — | 1 | — |
| Tilney Group Limited insider | — | — | — | 1 | — |
| CROSS L JAY (President) insider | — | — | — | 1 | — |
| DAY DIANA L (Officer) insider | — | — | — | 1 | — |
| WONG RICHARD (Chief Financial… insider | — | — | — | 1 | — |
| Kempler (Geoffrey Paul) (Forme… insider | — | — | — | 1 | — |
| Flaherty & Crumrine Total Retu… fond | — | — | — | 1 | 0.34% |
