| PIMCO Funds-PIMCO Preferred an… fond | — | — | — | 1 | 0.26% |
| VERITY WILLIAM W (Director) insider | — | — | — | 1 | — |
| RICKERTSEN CARL JOHN (Director… insider | — | — | — | 1 | — |
| Hancyk (Zygmunt Stanislaw) (Di… insider | — | — | — | 1 | — |
| KIM JOHN SUNSHIN (Officer) insider | — | — | — | 1 | — |
| BAILEY STEVEN RICHARD JR (Chie… insider | — | — | — | 1 | — |
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| OLSOFF JONATHAN A (General Cou… insider | — | — | — | 1 | — |
| ALFIERI MICHAEL L (Chief Finan… insider | — | — | — | 1 | — |
| SILBERHORN TY R (Chief Executi… insider | — | — | — | 1 | — |
| PUTZIER JEFFREY K (Officer of… insider | — | — | — | 1 | — |
| MORGAN KATHLEEN A (Officer) insider | — | — | — | 1 | — |
| MEHRA UNEEK (Chief Financial O… insider | — | — | — | 1 | — |
| JOABAR RAYMOND D (Officer) insider | — | — | — | 1 | — |
| MORRIS DEBRA L. (Director) insider | — | — | — | 1 | — |
| Mathusudhana (Seethappa Karuna… insider | — | — | — | 1 | — |
| RAYMOND CHRISTIE (Officer) insider | — | — | — | 1 | — |
| TOWE STEVEN MARK (Chief Execut… insider | — | — | — | 1 | — |
| SEMLER ERIC (Director) insider | — | — | — | 1 | — |
| STOKES RUSSELL (Officer) insider | — | — | — | 1 | — |
| JAYCOX KENNETH E (Officer) insider | — | — | — | 1 | — |
| SANGIOVANNI VINCENTELLI ALBERT… insider | — | — | — | 1 | — |
| GUYER WILLIAM (Officer) insider | — | — | — | 1 | — |
| SULLIVAN LOUIS W (Director) insider | — | — | — | 1 | — |
| CARINALLI CHARLES PETER (Direc… insider | — | — | — | 1 | — |
| MULLANEY PATRICK GERARD (Offic… insider | — | — | — | 1 | — |
| HENRICKS GWENNE A (Director) insider | — | — | — | 1 | — |
| LEDINGHAM DIANNE (Director) insider | — | — | — | 1 | — |
| GHINGO JOHN F (President) insider | — | — | — | 1 | — |
| Erter (Aaron) (Chief Executive… insider | — | — | — | 1 | — |
| SLACK DAVID L (Officer) insider | — | — | — | 1 | — |
