| JACKSON RONALD EVERETT (Direct… insider | — | — | — | 1 | — |
| BRENNAN DANIEL J (Chief Financ… insider | — | — | — | 1 | — |
| Stypula (John James) (Director… insider | — | — | — | 1 | — |
| Aeon ejer | — | — | — | 1 | — |
| GRIGGS P C NELSON (Officer) insider | — | — | — | 1 | — |
| KOTOUC WENDE L (Director) insider | — | — | — | 1 | — |
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| CASHION TANA K (Officer) insider | — | — | — | 1 | — |
| BRESLAWSKI JAMES P (President) insider | — | — | — | 1 | — |
| WILLIAMS SARAH JOANNE (Officer… insider | — | — | — | 1 | — |
| FITTA CATHERINE MARY (Director… insider | — | — | — | 1 | — |
| MCCABE MATTHEW M. (Officer) insider | — | — | — | 1 | — |
| PURVIS STEVEN R (Director) insider | — | — | — | 1 | — |
| IANNELLI JOSEPHINE (Chief Fina… insider | — | — | — | 1 | — |
| WOERTZ PATRICIA A (Director) insider | — | — | — | 1 | — |
| VESTBERG HANS ERIK (Director) insider | — | — | — | 1 | — |
| Dusad (Ravi) (UNREPORTED) insider | — | — | — | 1 | — |
| GOLDSMITH MARK A (Chief Execut… insider | — | — | — | 1 | — |
| KOHAN SHERRY (Officer) insider | — | — | — | 1 | — |
| ISAAC ANTONIOS (Chief Executiv… insider | — | — | — | 1 | — |
| NELSON MARK A. (Officer) insider | — | — | — | 1 | — |
| WHEAT BILL W (Chief Financial… insider | — | — | — | 1 | — |
| SHACKLEY BRIAN CHARLES (Office… insider | — | — | — | 1 | — |
| NORTHERN LIGHTS FUND TRUST II-… fond | — | — | — | 1 | — |
| TOLDA STELLEO PASSOS (Director… insider | — | — | — | 1 | — |
| HEALEY MELANIE L (Director) insider | — | — | — | 1 | — |
| HENSEL SCOTT (Officer) insider | — | — | — | 1 | — |
| Jagwani (Sunil) (10% Security… insider | — | — | — | 1 | — |
| Enbridge ejer | — | — | — | 1 | — |
| Mohs (Richard) (Director (Non-… insider | — | — | — | 1 | — |
| Hanlon (Mark) (Former) insider | — | — | — | 1 | — |
