| GILMORE GEOFFREY G (Chief Exec… insider | — | — | — | 1 | — |
| FORD HAROLD EUGENE JR (Directo… insider | — | — | — | 1 | — |
| CHERSI ROBERT J. (Director) insider | — | — | — | 1 | — |
| KOKES MARK (Officer) insider | — | — | — | 1 | — |
| EDELL MICHAEL (Chief Executive… insider | — | — | — | 1 | — |
| HARRILL KEVIN J. (Chief Financ… insider | — | — | — | 1 | — |
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| BRAUNSTEIN DOUGLAS L (Director… insider | — | — | — | 1 | — |
| DIAO H C CHARLES (Director) insider | — | — | — | 1 | — |
| Jethlia (Shubham) (UNREPORTED) insider | — | — | — | 1 | — |
| Barman (Michael) (Senior Offic… insider | — | — | — | 1 | — |
| ZANNES TIMOTHY PETER (General… insider | — | — | — | 1 | — |
| Farrar (Kate) (Director (Indep… insider | — | — | — | 1 | — |
| John Hancock Preferred Income… fond | — | — | — | 1 | 6.06% |
| McLachlan (Gillon) (Chief Exec… insider | — | — | — | 1 | — |
| TAYLOR ROSS (Director) insider | — | — | — | 1 | — |
| Hoffmeister (Jeff) (Senior Off… insider | — | — | — | 1 | — |
| PEARSE ROBERT G (Director) insider | — | — | — | 1 | — |
| LIU XIAOBIN (Chief Executive O… insider | — | — | — | 1 | — |
| WADE RANDALL S. (Director) insider | — | — | — | 1 | — |
| NICKOLAS KUNTZ GLEN (Officer) insider | — | — | — | 1 | — |
| CHAUVIERE EUGENE CHARLES III (… insider | — | — | — | 1 | — |
| HEALY WALTER F. (Chief Executi… insider | — | — | — | 1 | — |
| ISENBERG JASON (Director) insider | — | — | — | 1 | — |
| JOFFRION GORDON H III (Directo… insider | — | — | — | 1 | — |
| Mandala (Conrad John) (Senior… insider | — | — | — | 1 | — |
| Ramier (Gregory Mark) (Senior… insider | — | — | — | 1 | — |
| LAFOY WILLIAM SCOTT (Officer) insider | — | — | — | 1 | — |
| Aura Minerals Inc. (10% Securi… insider | — | — | — | 1 | — |
| Gallant Trust (Promoter) insider | — | — | — | 1 | — |
| CHRISTENSEN BRET (Chief Execut… insider | — | — | — | 1 | — |
