| GUNDERMAN KENNETH A (Chief Exe… insider | — | — | — | 1 | — |
| KUEBLER CHRISTOPHER A (Directo… insider | — | — | — | 1 | — |
| HU HONGQUN (Chief Operating Of… insider | — | — | — | 1 | — |
| Roney (Michael James) insider | — | — | — | 1 | — |
| Pelletier, Clement A (Directo… insider | — | — | — | 1 | — |
| Platel (Aidan) (Chief Executiv… insider | — | — | — | 1 | — |
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| Exchange Traded Concepts Tr-No… fond | — | — | — | 1 | 3.28% |
| GAY ROBERT C (Director) insider | — | — | — | 1 | — |
| LILLIE BRIAN J (Director) insider | — | — | — | 1 | — |
| Bhuwalka (Sushil) (Promoter) insider | — | — | — | 1 | — |
| Sarabhai Holdings Pvt Ltd (Pro… insider | — | — | — | 1 | — |
| Wellington Trust Company insider | — | — | — | 1 | — |
| David Martínez Guzmán ejer | — | — | — | 1 | — |
| STERN JOHN C. (Chief Financial… insider | — | — | — | 1 | — |
| DISTEFANO LAURA B (Officer) insider | — | — | — | 1 | — |
| KERR JAMES Y. II (Officer) insider | — | — | — | 1 | — |
| PETRIE MICHAEL F (Chief Execut… insider | — | — | — | 1 | — |
| TAYLOR SUSAN J S (Director) insider | — | — | — | 1 | — |
| Northern Cross ejer | — | — | — | 1 | — |
| BONFIELD ANDREW ROBERT JOHN (O… insider | — | — | — | 1 | — |
| AMODEI ROBERT J. (Officer) insider | — | — | — | 1 | — |
| CYPHER MATTHEW L PH.D. (Direct… insider | — | — | — | 1 | — |
| GETSINGER PETER W (Director) insider | — | — | — | 1 | — |
| SCHILLING CHRISTOPHER T (Offic… insider | — | — | — | 1 | — |
| BROWN ADRIANE M (Director) insider | — | — | — | 1 | — |
| FARSHCHI JAMIL (Chief Technolo… insider | — | — | — | 1 | — |
| BROOKS CONRAD DANIEL (Officer) insider | — | — | — | 1 | — |
| ALLISON SCHWARTZ (Director) insider | — | — | — | 1 | — |
| SPIEGEL ERIC A. (Director) insider | — | — | — | 1 | — |
| CAISLEY CHARLES A (Officer) insider | — | — | — | 1 | — |
