| STAVRIDIS JAMES G (Director) insider | — | — | — | 1 | — |
| Jojo (Camille) (Director (Exec… insider | — | — | — | 1 | — |
| Bhutani (Kapil) (UNREPORTED) insider | — | — | — | 1 | — |
| COHEN STEVEN MICHAEL (Director… insider | — | — | — | 1 | — |
| RUSSELL JOSEPH DARRYL JR. (Chi… insider | — | — | — | 1 | — |
| POWELL CYNTHIA B (Officer) insider | — | — | — | 1 | — |
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| Zhaojin International Gold Co.… insider | — | — | — | 1 | — |
| LAMPO CRAIG A (Chief Financial… insider | — | — | — | 1 | — |
| Oracle Commodity Holding Corp… insider | — | — | — | 1 | — |
| TURNER JOHN THOMPSON (Director… insider | — | — | — | 1 | — |
| Van Zoost (Peter) (Senior Offi… insider | — | — | — | 1 | — |
| WALKER R A (Director) insider | — | — | — | 1 | — |
| ALPS ETF TRUST-Alerian Energy… fond | — | — | — | 1 | 0.15% |
| SHEOREY NEAL RAVI (Chief Finan… insider | — | — | — | 1 | — |
| STEWART JEFFREY RYAN (Officer) insider | — | — | — | 1 | — |
| MOHIDEEN PHARIS (Officer) insider | — | — | — | 1 | — |
| TSAKOS NIKOLAS P (Chief Execut… insider | — | — | — | 1 | — |
| Topiwala (Mazher) (UNREPORTED) insider | — | — | — | 1 | — |
| MEHLMAN ANNE (Officer) insider | — | — | — | 1 | — |
| Hemmady (Jairaj Krishna) (UNRE… insider | — | — | — | 1 | — |
| BONARTI MICHAEL A (Officer) insider | — | — | — | 1 | — |
| Joel Glazer ejer | — | — | — | 1 | — |
| KEETON RYAN SCOTT (Officer) insider | — | — | — | 1 | — |
| PROVENCIO NORMA ANN (Director) insider | — | — | — | 1 | — |
| PERLMUTTER ROBERT D (Director) insider | — | — | — | 1 | — |
| DILLARD WILLIAM T III (Officer… insider | — | — | — | 1 | — |
| WEI RONGGUO CPA (Chief Financi… insider | — | — | — | 1 | — |
| SKOVRONSKY DANIEL (Officer) insider | — | — | — | 1 | — |
| RODGERS THOMAS L (Officer) insider | — | — | — | 1 | — |
| ARIEH ROHRSTOCK (Officer) insider | — | — | — | 1 | — |
