| Hongchoy (Kwok Lung George) (C… insider | — | — | — | 1 | — |
| Speight (John RObert) (UNREPOR… insider | — | — | — | 1 | — |
| MELVIN LELAND D. (Director) insider | — | — | — | 1 | — |
| HUNT KEVIN J (Director) insider | — | — | — | 1 | — |
| KENT STEVEN P. (Director) insider | — | — | — | 1 | — |
| MCLAY KATHRYN J (Officer) insider | — | — | — | 1 | — |
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| LONIAL SAGAR (Director) insider | — | — | — | 1 | — |
| YAHES JARROD (Chief Financial… insider | — | — | — | 1 | — |
| MACKINNON ALASDAIR JOHN (Direc… insider | — | — | — | 1 | — |
| AYALA SILVIA NOEMI (Director) insider | — | — | — | 1 | — |
| MANSUETO JOSEPH D (Officer, Di… insider | — | — | — | 1 | — |
| Isaacson (Clifford Charles) (S… insider | — | — | — | 1 | — |
| Lanckriet (Heikki) insider | — | — | — | 1 | — |
| Shaver, Lon Eric (Director of… insider | — | — | — | 1 | — |
| Tolley (Arron Craig) insider | — | — | — | 1 | — |
| AIC Capital LLC insider | — | — | — | 1 | — |
| Ecofin Global Utilities Inf Ts… insider | — | — | — | 1 | — |
| Seafox International Ltd insider | — | — | — | 1 | — |
| Pipkin (Chester John) (Directo… insider | — | — | — | 1 | — |
| Adventz Securities Enterprises… insider | — | — | — | 1 | — |
| Larnach (Fiona) (Chief Risk Of… insider | — | — | — | 1 | — |
| Gonazlez (Diana Avila) insider | — | — | — | 1 | — |
| Fewster (Steve) (Chief Financi… insider | — | — | — | 1 | — |
| Edwards-Jones (Marcus) insider | — | — | — | 1 | — |
| Kovler (Benjamin) (Director of… insider | — | — | — | 1 | — |
| Kanugo (Prakash C) (Promoter) insider | — | — | — | 1 | — |
| GRIFO DE SOUSA ANIBAL JOSE (Of… insider | — | — | — | 1 | — |
| Holly, Mark (Director of Issue… insider | — | — | — | 1 | — |
| CHOO CHEE KONG (Director and B… insider | — | — | — | 1 | — |
| BlackRock Floating Rate Income… fond | — | — | — | 1 | — |
