| Selvi (Anancha Perumal) (Promo… Insider | — | — | — | 1 | — |
| Ramparia (Ranjan) Insider | — | — | — | 1 | — |
| Thrall (Jerome Jeffrey) Insider | — | — | — | 1 | — |
| LEE CONWAY KONG WAI (Director) Insider | — | — | — | 1 | — |
| Piraeus Partners, LLC. Insider | — | — | — | 1 | — |
| Abdrasilov (Rinat) Insider | — | — | — | 1 | — |
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| RODRIGUEZ-GONZALEZ LUIS A (Gen… Insider | — | — | — | 1 | — |
| Dhingra (Kanwardip Singh) (Pro… Insider | — | — | — | 1 | — |
| Des Rosiers (Armand) (Director… Insider | — | — | — | 1 | — |
| PIGOTT THOMAS K. (Chief Financ… Insider | — | — | — | 1 | — |
| HENRICKS ALAN S (Director) Insider | — | — | — | 1 | — |
| MARSHALL CARIANNE (Officer) Insider | — | — | — | 1 | — |
| OCAMPO SUSAN (Beneficial Owner… Insider | — | — | — | 1 | — |
| Rosmus (Roger) (Director of Is… Insider | — | — | — | 1 | — |
| MERRILL JUDD B. (Chief Financi… Insider | — | — | — | 1 | — |
| SAFFIRE JOSEPH (Director) Insider | — | — | — | 1 | — |
| Grondin (David) (Director of I… Insider | — | — | — | 1 | — |
| DIER MARDI C (Chief Financial… Insider | — | — | — | 1 | — |
| Tweedy Browne Global Value Fun… Fonds | — | — | — | 1 | — |
| Corden-Lloyd (Warwick) (Direct… Insider | — | — | — | 1 | — |
| DESAI ANTAL ROHIT (Director) Insider | — | — | — | 1 | — |
| CONGLETON JON (Chief Executive… Insider | — | — | — | 1 | — |
| RiverNorth Flexible Municipal… Fonds | — | — | — | 1 | 0.15% |
| DEAN JACK H (Director) Insider | — | — | — | 1 | — |
| Chintha (Prasad) (UNREPORTED) Insider | — | — | — | 1 | — |
| PACK JASON BAKER (Officer) Insider | — | — | — | 1 | — |
| WALSH RICHARD JOE (General Cou… Insider | — | — | — | 1 | — |
| LUCEY MATTHEW C. (Chief Execut… Insider | — | — | — | 1 | — |
| FAVILLA CHRISTINA M (Director) Insider | — | — | — | 1 | — |
| Paulus (Fiona) Insider | — | — | — | 1 | — |
