| JACKSON RONALD EVERETT (Direct… Insider | — | — | — | 1 | — |
| BRENNAN DANIEL J (Chief Financ… Insider | — | — | — | 1 | — |
| Stypula (John James) (Director… Insider | — | — | — | 1 | — |
| Aeon Eigentümer | — | — | — | 1 | — |
| GRIGGS P C NELSON (Officer) Insider | — | — | — | 1 | — |
| KOTOUC WENDE L (Director) Insider | — | — | — | 1 | — |
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| CASHION TANA K (Officer) Insider | — | — | — | 1 | — |
| BRESLAWSKI JAMES P (President) Insider | — | — | — | 1 | — |
| FITTA CATHERINE MARY (Director… Insider | — | — | — | 1 | — |
| WOERTZ PATRICIA A (Director) Insider | — | — | — | 1 | — |
| VESTBERG HANS ERIK (Director) Insider | — | — | — | 1 | — |
| GOLDSMITH MARK A (Chief Execut… Insider | — | — | — | 1 | — |
| KOHAN SHERRY (Officer) Insider | — | — | — | 1 | — |
| ISAAC ANTONIOS (Chief Executiv… Insider | — | — | — | 1 | — |
| NELSON MARK A. (Officer) Insider | — | — | — | 1 | — |
| WHEAT BILL W (Chief Financial… Insider | — | — | — | 1 | — |
| SHACKLEY BRIAN CHARLES (Office… Insider | — | — | — | 1 | — |
| SALEM ENRIQUE T (Director) Insider | — | — | — | 1 | — |
| NORTHERN LIGHTS FUND TRUST II-… Fonds | — | — | — | 1 | — |
| TOLDA STELLEO PASSOS (Director… Insider | — | — | — | 1 | — |
| HEALEY MELANIE L (Director) Insider | — | — | — | 1 | — |
| HENSEL SCOTT (Officer) Insider | — | — | — | 1 | — |
| Jagwani (Sunil) (10% Security… Insider | — | — | — | 1 | — |
| Enbridge Eigentümer | — | — | — | 1 | — |
| Mohs (Richard) (Director (Non-… Insider | — | — | — | 1 | — |
| Hanlon (Mark) (Former) Insider | — | — | — | 1 | — |
| Podagiel (Kristen) (Former) Insider | — | — | — | 1 | — |
| DBX ETF Trust-X-trackers Harve… Fonds | — | — | — | 1 | 0.05% |
| Canfor Corp (Issuer) Insider | — | — | — | 1 | — |
| Whitham, Barth Edward (Direct… Insider | — | — | — | 1 | — |
