| CLANCY GEORGE PATRICK JR (Dire… Insider | — | — | — | 1 | — |
| RUIZ PAUL (Officer) Insider | — | — | — | 1 | — |
| Deacon (Timothy) (Senior Offic… Insider | — | — | — | 1 | — |
| BERMAN WALTER STANLEY (Chief F… Insider | — | — | — | 1 | — |
| EA Series Trust-Altrius Global… Fonds | — | — | — | 1 | — |
| PHIPPS CHAD F (Officer) Insider | — | — | — | 1 | — |
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| GILL STEPHANIE L (Officer) Insider | — | — | — | 1 | — |
| YEAMAN ERIC KAWIKA (Director) Insider | — | — | — | 1 | — |
| GARTMAN DENNIS H (Director) Insider | — | — | — | 1 | — |
| KERINS SEAN J. (Chief Executiv… Insider | — | — | — | 1 | — |
| GATES WILLIAM HENRY III (Benef… Insider | — | — | — | 1 | — |
| RIGATTI MARIA C (Chief Financi… Insider | — | — | — | 1 | — |
| JEFFS ROGER A (Director) Insider | — | — | — | 1 | — |
| FRITZ JENSCHKE BRADY M (Genera… Insider | — | — | — | 1 | — |
| SWEITZER CAESAR F (Director) Insider | — | — | — | 1 | — |
| BEHL NAVNEET (Chief Operating… Insider | — | — | — | 1 | — |
| HARRISON PAMELA M (Officer) Insider | — | — | — | 1 | — |
| WATKINS TERESA ELAINE (Chief O… Insider | — | — | — | 1 | — |
| Mcaleer, Sean (Senior Officer… Insider | — | — | — | 1 | — |
| Kelemen (Andrew) (Senior Offic… Insider | — | — | — | 1 | — |
| KARBER MICHAEL J. (General Cou… Insider | — | — | — | 1 | — |
| BELL JOHN R (Officer) Insider | — | — | — | 1 | — |
| KRAVETZ JEFFREY (Chief Financi… Insider | — | — | — | 1 | — |
| Swindells (Matthew) (Divisiona… Insider | — | — | — | 1 | — |
| Siegel (Eliot) (Independent No… Insider | — | — | — | 1 | — |
| Superannuation and Investments… Insider | — | — | — | 1 | — |
| AutoCanada Inc. (Issuer) Insider | — | — | — | 1 | — |
| Cargojet Inc. (Issuer) Insider | — | — | — | 1 | — |
| Madahbee (Leach Dawn) (Directo… Insider | — | — | — | 1 | — |
| Clymer (Beth) (Senior Officer… Insider | — | — | — | 1 | — |