| GOTTSCHALK JANE (President) Insider | — | — | — | 1 | — |
| SALIGRAM GIRISHCHANDRA (Chief… Insider | — | — | — | 1 | — |
| OLEA CARLOS A. (Chief Financia… Insider | — | — | — | 1 | — |
| MARTIN JEFFREY W (Chief Execut… Insider | — | — | — | 1 | — |
| AUFDERHAAR DAVID (Chief Financ… Insider | — | — | — | 1 | — |
| Kotak Mahindra Trustship Servi… Insider | — | — | — | 1 | — |
|
| U C Rai Holdings Pvt. Ltd. (Pr… Insider | — | — | — | 1 | — |
| Lawler (Gary Kenneth John) (Di… Insider | — | — | — | 1 | — |
| Rasperia Trading Eigentümer | — | — | — | 1 | — |
| BACON ASHLEY (Officer) Insider | — | — | — | 1 | — |
| JACKSON RONALD EVERETT (Direct… Insider | — | — | — | 1 | — |
| BRENNAN DANIEL J (Chief Financ… Insider | — | — | — | 1 | — |
| Stypula (John James) (Director… Insider | — | — | — | 1 | — |
| Aeon Eigentümer | — | — | — | 1 | — |
| GRIGGS P C NELSON (Officer) Insider | — | — | — | 1 | — |
| KOTOUC WENDE L (Director) Insider | — | — | — | 1 | — |
| CASHION TANA K (Officer) Insider | — | — | — | 1 | — |
| BRESLAWSKI JAMES P (President) Insider | — | — | — | 1 | — |
| FITTA CATHERINE MARY (Director… Insider | — | — | — | 1 | — |
| WOERTZ PATRICIA A (Director) Insider | — | — | — | 1 | — |
| VESTBERG HANS ERIK (Director) Insider | — | — | — | 1 | — |
| Dusad (Ravi) (UNREPORTED) Insider | — | — | — | 1 | — |
| GOLDSMITH MARK A (Chief Execut… Insider | — | — | — | 1 | — |
| KOHAN SHERRY (Officer) Insider | — | — | — | 1 | — |
| ISAAC ANTONIOS (Chief Executiv… Insider | — | — | — | 1 | — |
| NELSON MARK A. (Officer) Insider | — | — | — | 1 | — |
| WHEAT BILL W (Chief Financial… Insider | — | — | — | 1 | — |
| SHACKLEY BRIAN CHARLES (Office… Insider | — | — | — | 1 | — |
| NORTHERN LIGHTS FUND TRUST II-… Fonds | — | — | — | 1 | — |
| TOLDA STELLEO PASSOS (Director… Insider | — | — | — | 1 | — |
