| BALL ROBERT JOSEPH (Chief Exec… Insider | — | — | — | 1 | — |
| TURGEON JEAN-FRANCOIS (Directo… Insider | — | — | — | 1 | — |
| NALLY DENNIS M (Director) Insider | — | — | — | 1 | — |
| BURNS MARK LAGRAND (Officer) Insider | — | — | — | 1 | — |
| DALLARA QUE (Chief Executive O… Insider | — | — | — | 1 | — |
| Sameer Prahlad Sundar Advani T… Insider | — | — | — | 1 | — |
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| Collaborative Investment Serie… Fonds | — | — | — | 1 | 0.75% |
| YU KENNY YUNG (Director) Insider | — | — | — | 1 | — |
| SLOSMAN MARVIN (Chief Executiv… Insider | — | — | — | 1 | — |
| ARYEH JASON M (Director) Insider | — | — | — | 1 | — |
| SLUSKY ALEXANDER R (Director) Insider | — | — | — | 1 | — |
| BAIR BRIAN (Chief Executive Of… Insider | — | — | — | 1 | — |
| SMITH PHILIP IRVING (Director) Insider | — | — | — | 1 | — |
| HOLSTEIN ROGER C (Director) Insider | — | — | — | 1 | — |
| ROGERS JOHN F W (Officer) Insider | — | — | — | 1 | — |
| Della (Libera Michele) (Senior… Insider | — | — | — | 1 | — |
| Pickle Chips PTE Ltd (10% Secu… Insider | — | — | — | 1 | — |
| IADANZA THOMAS A (President) Insider | — | — | — | 1 | — |
| ICKOWICZ GARY (Director) Insider | — | — | — | 1 | — |
| FOSTER MARK E. (Officer) Insider | — | — | — | 1 | — |
| TSOURAPAS PANAGIOTIS (Officer) Insider | — | — | — | 1 | — |
| MCAFEE ERIC A (Chief Executive… Insider | — | — | — | 1 | — |
| SAMUELS LORI R (Officer) Insider | — | — | — | 1 | — |
| ASLAN FRED M.D. (Chief Executi… Insider | — | — | — | 1 | — |
| SCHULZE RICHARD M (Retired) Insider | — | — | — | 1 | — |
| BERGER FRANKLIN MILAN (Directo… Insider | — | — | — | 1 | — |
| TAUBERT JENNIFER L (Officer) Insider | — | — | — | 1 | — |
| VELLECA MARK A. (Chief Executi… Insider | — | — | — | 1 | — |
| GUMPEL DAMIAN (Officer) Insider | — | — | — | 1 | — |
| Sarabjeet Singh Sidhu (UNREPOR… Insider | — | — | — | 1 | — |
