| Cher (Mui Sim Susanna) (Indepe… initié | — | — | — | 1 | — |
| BLUE & SILVER VENTURES LTD (Un… initié | — | — | — | 1 | — |
| GILMORE GEOFFREY G (Chief Exec… initié | — | — | — | 1 | — |
| FORD HAROLD EUGENE JR (Directo… initié | — | — | — | 1 | — |
| CHERSI ROBERT J. (Director) initié | — | — | — | 1 | — |
| KOKES MARK (Officer) initié | — | — | — | 1 | — |
|
| EDELL MICHAEL (Chief Executive… initié | — | — | — | 1 | — |
| HARRILL KEVIN J. (Chief Financ… initié | — | — | — | 1 | — |
| BRAUNSTEIN DOUGLAS L (Director… initié | — | — | — | 1 | — |
| DIAO H C CHARLES (Director) initié | — | — | — | 1 | — |
| Jethlia (Shubham) (UNREPORTED) initié | — | — | — | 1 | — |
| Barman (Michael) (Senior Offic… initié | — | — | — | 1 | — |
| ZANNES TIMOTHY PETER (General… initié | — | — | — | 1 | — |
| Farrar (Kate) (Director (Indep… initié | — | — | — | 1 | — |
| John Hancock Preferred Income… fonds | — | — | — | 1 | 6.06% |
| McLachlan (Gillon) (Chief Exec… initié | — | — | — | 1 | — |
| TAYLOR ROSS (Director) initié | — | — | — | 1 | — |
| Hoffmeister (Jeff) (Senior Off… initié | — | — | — | 1 | — |
| PEARSE ROBERT G (Director) initié | — | — | — | 1 | — |
| LIU XIAOBIN (Chief Executive O… initié | — | — | — | 1 | — |
| WADE RANDALL S. (Director) initié | — | — | — | 1 | — |
| NICKOLAS KUNTZ GLEN (Officer) initié | — | — | — | 1 | — |
| CHAUVIERE EUGENE CHARLES III (… initié | — | — | — | 1 | — |
| HEALY WALTER F. (Chief Executi… initié | — | — | — | 1 | — |
| ISENBERG JASON (Director) initié | — | — | — | 1 | — |
| JOFFRION GORDON H III (Directo… initié | — | — | — | 1 | — |
| Mandala (Conrad John) (Senior… initié | — | — | — | 1 | — |
| Ramier (Gregory Mark) (Senior… initié | — | — | — | 1 | — |
| LAFOY WILLIAM SCOTT (Officer) initié | — | — | — | 1 | — |
| Aura Minerals Inc. (10% Securi… initié | — | — | — | 1 | — |