| SVIDER RAYMOND MATHIEU ELY (Di… insider | — | — | — | 1 | — |
| Rasperia Trading proprietario | — | — | — | 1 | — |
| BIGORA SIAN (Officer) insider | — | — | — | 1 | — |
| PEARSON MICHAEL JUSTIN (Office… insider | — | — | — | 1 | — |
| BACON ASHLEY (Officer) insider | — | — | — | 1 | — |
| JACKSON RONALD EVERETT (Direct… insider | — | — | — | 1 | — |
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| BRENNAN DANIEL J (Chief Financ… insider | — | — | — | 1 | — |
| Stypula (John James) (Director… insider | — | — | — | 1 | — |
| Aeon proprietario | — | — | — | 1 | — |
| GRIGGS P C NELSON (Officer) insider | — | — | — | 1 | — |
| KOTOUC WENDE L (Director) insider | — | — | — | 1 | — |
| CASHION TANA K (Officer) insider | — | — | — | 1 | — |
| BRESLAWSKI JAMES P (President) insider | — | — | — | 1 | — |
| WILLIAMS SARAH JOANNE (Officer… insider | — | — | — | 1 | — |
| FITTA CATHERINE MARY (Director… insider | — | — | — | 1 | — |
| MCCABE MATTHEW M. (Officer) insider | — | — | — | 1 | — |
| PURVIS STEVEN R (Director) insider | — | — | — | 1 | — |
| IANNELLI JOSEPHINE (Chief Fina… insider | — | — | — | 1 | — |
| WOERTZ PATRICIA A (Director) insider | — | — | — | 1 | — |
| VESTBERG HANS ERIK (Director) insider | — | — | — | 1 | — |
| Dusad (Ravi) (UNREPORTED) insider | — | — | — | 1 | — |
| GOLDSMITH MARK A (Chief Execut… insider | — | — | — | 1 | — |
| KOHAN SHERRY (Officer) insider | — | — | — | 1 | — |
| ISAAC ANTONIOS (Chief Executiv… insider | — | — | — | 1 | — |
| NELSON MARK A. (Officer) insider | — | — | — | 1 | — |
| WHEAT BILL W (Chief Financial… insider | — | — | — | 1 | — |
| SHACKLEY BRIAN CHARLES (Office… insider | — | — | — | 1 | — |
| NORTHERN LIGHTS FUND TRUST II-… fondo | — | — | — | 1 | — |
| TOLDA STELLEO PASSOS (Director… insider | — | — | — | 1 | — |
| HEALEY MELANIE L (Director) insider | — | — | — | 1 | — |
