| Mhatre (Ujwal Arvind) (Promote… insider | — | — | — | 1 | — |
| Truong (Thy) (Director of Issu… insider | — | — | — | 1 | — |
| CLAYTON NATASHA LAURETTE (Offi… insider | — | — | — | 1 | — |
| MCHENRY DANIEL JAMES (Chief Fi… insider | — | — | — | 1 | — |
| MCWILLIAMS GREG (Officer) insider | — | — | — | 1 | — |
| CHEN JIE (Director) insider | — | — | — | 1 | — |
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| HOUSE JAMES F (Chief Executive… insider | — | — | — | 1 | — |
| STABELL JASON (Chief Executive… insider | — | — | — | 1 | — |
| ROMAINE MARK (Chief Operating… insider | — | — | — | 1 | — |
| HENDERSON MARY ELIZABETH (Offi… insider | — | — | — | 1 | — |
| PETRUZZI ALESSANDRO (Chief Exe… insider | — | — | — | 1 | — |
| Lorenzo (John Michael) (Direct… insider | — | — | — | 1 | — |
| HSBC ETFS-HSBC MSCI Europe UCI… fond | — | — | — | 1 | — |
| GIESLER GARY SCOTT (Officer) insider | — | — | — | 1 | — |
| MURRAY NEIL D (Officer) insider | — | — | — | 1 | — |
| LEVIN ILAN (Director and Benef… insider | — | — | — | 1 | — |
| BROUSSARD BRUCE D. (Director) insider | — | — | — | 1 | — |
| LEVINE ANDREW M (Director) insider | — | — | — | 1 | — |
| MUEHLHAUSER REGINA (Director) insider | — | — | — | 1 | — |
| BALLARD JED W (Chief Financial… insider | — | — | — | 1 | — |
| JENKINS BRETT (Chief Technolog… insider | — | — | — | 1 | — |
| BRUHLMANN CHRISTIAN (Officer) insider | — | — | — | 1 | — |
| CHUANG EMIL (Director) insider | — | — | — | 1 | — |
| Lisa Muchtar proprietar | — | — | — | 1 | — |
| LEPPERT EDWARD J (Director) insider | — | — | — | 1 | — |
| Fortuna Mining Corp (10% Secur… insider | — | — | — | 1 | — |
| GEBBIA JOSEPH (Director) insider | — | — | — | 1 | — |
| Pangbourne (Alan Nigel) (10% S… insider | — | — | — | 1 | — |
| GRACE ELIZABETH (Officer) insider | — | — | — | 1 | — |
| Choquette (Denis) (Director of… insider | — | — | — | 1 | — |
