| SHACKLEY BRIAN CHARLES (Office… insider | — | — | — | 1 | — |
| SALEM ENRIQUE T (Director) insider | — | — | — | 1 | — |
| NORTHERN LIGHTS FUND TRUST II-… fond | — | — | — | 1 | — |
| TOLDA STELLEO PASSOS (Director… insider | — | — | — | 1 | — |
| HEALEY MELANIE L (Director) insider | — | — | — | 1 | — |
| HENSEL SCOTT (Officer) insider | — | — | — | 1 | — |
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| Jagwani (Sunil) (10% Security… insider | — | — | — | 1 | — |
| Enbridge proprietar | — | — | — | 1 | — |
| Mohs (Richard) (Director (Non-… insider | — | — | — | 1 | — |
| Hanlon (Mark) (Former) insider | — | — | — | 1 | — |
| Podagiel (Kristen) (Former) insider | — | — | — | 1 | — |
| DBX ETF Trust-X-trackers Harve… fond | — | — | — | 1 | 0.05% |
| Canfor Corp (Issuer) insider | — | — | — | 1 | — |
| Whitham, Barth Edward (Direct… insider | — | — | — | 1 | — |
| Meloul- Wechsler (Arielle) (Se… insider | — | — | — | 1 | — |
| Chopdar (Rakesh) (Promoter) insider | — | — | — | 1 | — |
| Danmarks lærerforening proprietar | — | — | — | 1 | — |
| Sretaw Private Equity Unlimite… insider | — | — | — | 1 | — |
| AEI CAPITAL LTD (Beneficial Ow… insider | — | — | — | 1 | — |
| MONAHAN JOSEPH B (Officer) insider | — | — | — | 1 | — |
| WAY T LAWRENCE (Director) insider | — | — | — | 1 | — |
| SCHROEDER MARK S (Chief Operat… insider | — | — | — | 1 | — |
| BROWN RAFEAL E (Chief Financia… insider | — | — | — | 1 | — |
| PLANISHEK HEATHER A (Former) insider | — | — | — | 1 | — |
| BELLAR LONNIE E (Officer) insider | — | — | — | 1 | — |
| SHERESKY MICHAEL J (Director) insider | — | — | — | 1 | — |
| -Capital Group U.S. Small and… fond | — | — | — | 1 | 0.51% |
| BERNHARD OLIVIER (Officer and… insider | — | — | — | 1 | — |
| REILLY ROBERT Q. (Officer) insider | — | — | — | 1 | — |
| Humphris (Ian) (Chief Operatin… insider | — | — | — | 1 | — |
